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Serving classified ads since 1985.
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Compliance Monitoring Analyst - Brokerage

  • Job Type: Permanent

Description

A brokerage firm are looking to hire a Compliance Monitoring Analysts into their growing compliance team.Key responsibilities:Undertaking all aspects of surveillance monitoring; communication monitoring, trade surveillance, AML, PA dealing and completing ad hoc reviews from the Compliance Monitoring PlanResponding to exchange/regulatory enquiriesCreating management information on monitoring acti... This job was originally posted as www.totaljobs.com/job/91880304
  • Job Type: Permanent

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London, England, London, EC2V, United Kingdom

  • Ad ID:  19206551
  • Ad Type:  Offered
  • Posted on:  14/02/2021, 02:51
  • Ad views:  1
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