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Principal, Legal Entity Risk & Controls


We're looking for a candidate to fill this position in an exciting company.

  • Serve as Governance, Risk, Control and MI Subject Matter Expert for the UK Bank
  • Oversight of internal and external vendors through the review of SLDs and activities outside of the scope of the Outsourcing / TPG team
  • Maintain an understanding of EBA guideline requirements and ensure compliance from the perspective of the legal entity in conjunction with the framework and line of business owners.
  • Provide first Line of defence controls - Work with the business control functions to ensure existing legislation, regulatory announcements and industry practices for the first line of defence requirements are met
  • Responsible for the High Level Assessment and Risk Appetite statement working in conjunction with second line Risk. 
  • Represent the UK entity in CASS matters, receiving MI as it relates to the UK Bank and following up on matters and engagement as required.
  • Represent the UK bank in other forums and committees as directed eg the RMC
  • Develop comprehensive management information that supports the UK Bank governance, risk and control environment;
  • Coordinate the completion of outstanding Internal Audit and Compliance Monitoring points for the UK Bank
  • Participate in cross-entity initiatives such as conflicts of interest, inducements, resiliency and other initiatives, as required.
  • Assist other entities where additional support may be required as directed by the CEO
  • Robust risk and control, governance, and/or compliance experience gained in the 1st or 2nd Line of Defence roles
  • Good understanding of operational risk tools, control frameworks and taxonomy
  • Solid understanding of an entity’s risk and control environment
  • Experience with metrics and data analysis
  • Delivery focused, with proven track record of delivering on expectations
  • Ability to manage multiple concurrent assignments of varying scope and complexity in a cross-functional environment.
  • Demonstrated ability to work, collaborate and lead effectively.
  • Confident, self-starter with the ability to work with minimal supervision.
  • Strong interpersonal, verbal, and written communication skills and attention to detail.
  • Takes initiative, accepts challenges, grows business acumen, and establishes/sustains internal/external networks and relationships in a complex organisational environment
  • Acts with integrity and holding oneself accountable for their remit

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London, England, London, EC2V, United Kingdom

  • Ad ID:  15123502
  • Ad Type:  Offered
  • Posted on:  01/08/2020, 02:52

The Bank of New York Mellon Corporation

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